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Trial registered on ANZCTR
Registration number
ACTRN12624000568516
Ethics application status
Approved
Date submitted
23/04/2024
Date registered
6/05/2024
Date last updated
6/05/2024
Date data sharing statement initially provided
6/05/2024
Type of registration
Prospectively registered
Titles & IDs
Public title
Cricopharyngeal peroral endoscopic myotomy (C-POEM) as a treatment for dysphagia in Parkinson’s disease: a multicentre randomised controlled trial
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Scientific title
Efficacy of cricopharyngeal peroral endoscopic myotomy (C-POEM) as a treatment for dysphagia attributable to impaired cricopharyngeal relaxation in Parkinson’s disease: a multicentre randomised controlled trial
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Secondary ID [1]
312004
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None
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Universal Trial Number (UTN)
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Trial acronym
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Linked study record
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Health condition
Health condition(s) or problem(s) studied:
Parkinson's disease
333614
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dysphagia
333630
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Condition category
Condition code
Oral and Gastrointestinal
330316
330316
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0
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Other diseases of the mouth, teeth, oesophagus, digestive system including liver and colon
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Neurological
330317
330317
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0
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Parkinson's disease
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Intervention/exposure
Study type
Interventional
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Description of intervention(s) / exposure
Cricopharyngeal peroral endoscopic myotomy (C-POEM) is a minimally invasive endoscopic procedure performed under general anaesthesia by an interventional endoscopist. The procedure is performed in a left lateral position. An initial submucosal bleb is followed by a longitudinal 1-2cm incision into the mucosa in the hypopharyngeal wall . Next, a short (5-6cm) submucosal tunnel is created extending into the proximal oesophageal wall thereby exposing the horizontal fibres of the cricopharyngeus. Full thickness dissection of the cricopharyngeus muscle (3-4cm in length) is then performed using the electric surgical knife. Lastly, the initial mucosal incision is closed with X-Tack Endoscopic HeliX Tacking System or through-the-scope endoscopic clips. The procedure duration is approximately 1 hour and entire procedure is video-captured and report documented in electronic medical record.
Postoperatively, patients receive 24 hours of prophylactic intravenous antibiotics and analgesia on an as required basis. Essential medications (including Parkinson's Disease-specific medications) are permitted with sips of water after recovery.
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Intervention code [1]
328472
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Treatment: Surgery
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Comparator / control treatment
Participants will undergo standard-of-care swallow therapy consultations conducted by experienced speech pathologists. Two 30-minutes one-to-one sessions will be provided for each participant at 1-month apart. During the consultation, instructions for the following exercises and manoeuvres will be given based on the observed swallow dysfunction on the Videofluoroscopic Swallow Study (VFSS) performed during screening. Dietary modification if required will consist of viscosity selection guided by VFSS. A printout of written instructions will be provided to the patients at the end of the consultations to reinforce the instructions
Participants in the control group who do not respond to dysphagia therapy at 12 weeks and meet the inclusion criteria (ie: elevated Sydney Swallow Questionnaire score as well as abnormal Upper Oesophageal Sphincter Integrated Relaxation Pressure on post-treatment impedance manometry) will be offered a cross-over to undergo C-POEM
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Control group
Active
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Outcomes
Primary outcome [1]
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Change in dysphagia symptoms
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Assessment method [1]
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Sydney Swallow Questionnaire
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Timepoint [1]
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Baseline and 12 weeks following treatment
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Primary outcome [2]
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Change in upper oesophageal sphincter integrated relaxation pressure
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Assessment method [2]
338072
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Swallow assessment with high resolution impendace manometry
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Timepoint [2]
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Baseline and 12 weeks following treatment
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Secondary outcome [1]
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Change in swallow-related quality of life
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Assessment method [1]
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Swallowing Quality of Life (SWAL-QOL) questionnaire
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Timepoint [1]
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Baseline and at 12 weeks post treatment
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Secondary outcome [2]
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Change in other manometric abnormalities associated with restrictive outflow obstruction resulting in dysphagia
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Assessment method [2]
434373
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Swallow assessment with high resolution impendace manometry
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Timepoint [2]
434373
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Baseline and at 12 weeks post treatment
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Secondary outcome [3]
434374
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Change in opening characteristics of Upper Oesophageal Sphincter (UOS) on fluroscopy. This will be assessed as a composite outcome incorporating UOS diameter and opening duration.
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Assessment method [3]
434374
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Videofluroscopic swallow study (VFSS)
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Timepoint [3]
434374
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Baseline and at 12 weeks post treatment
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Secondary outcome [4]
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Change in deglutitive aspiration
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Assessment method [4]
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Videofluroscopic swallow study (VFSS) scored using DIGEST Safety Grade (aspiration)
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Timepoint [4]
434375
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Baseline and at 12 weeks post treatment
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Secondary outcome [5]
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Change in body weight
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Assessment method [5]
434376
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Calibrated scales
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Timepoint [5]
434376
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Baseline and at 12 weeks post treatment
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Secondary outcome [6]
434377
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Change in distensibility of the cricopharyngeus muscle
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Assessment method [6]
434377
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Intraoperative assessment of distensibility using EndoFLIP system
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Timepoint [6]
434377
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immediately pre and post treatment while under anaesthesia (treatment arm only)
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Secondary outcome [7]
434602
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Change in post-swallow residue
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Assessment method [7]
434602
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Videofluroscopic swallow study (VFSS) scored using DIGEST Efficiency Grade (residue)
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Timepoint [7]
434602
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Baseline and at 12 weeks post treatment
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Eligibility
Key inclusion criteria
Diagnosis of Parkinson’s disease
Self-reported symptoms of oropharyngeal dysphagia
Abnormal Sydney Swallow Questionnaire (SSQ) score (>234)
Manometric evidence of failed upper oesophageal sphincter relaxation defined as an abnormally raised Integrated Relaxation Pressure
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Minimum age
40
Years
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Maximum age
No limit
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Sex
Both males and females
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Can healthy volunteers participate?
No
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Key exclusion criteria
Deep brain stimulator (DBS) – monopolar diathermy is contraindicated in DBS.
Severe oropharyngeal dysphagia that had led to a previous or current recommendation to stay completely nil-by-mouth.
Significant co-morbidities and/or advanced Parkinson’s Disease where risk of general anaesthesia is deemed unacceptably high.
Hypopharyngeal structural disorders known to cause pharyngeal dysfunction (e.g., Zenker’s diverticulum, radiotherapy-related CP stricture)
Oesophageal disorders known to cause dysphagia (e.g., achalasia cardia, peptic oesophageal stricture, eosinophilic oesophagitis etc).
Insufficient cognitive capability to follow clinicians’ instruction or to provide informed consent (e.g., dementia).
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Study design
Purpose of the study
Treatment
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Allocation to intervention
Randomised controlled trial
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Procedure for enrolling a subject and allocating the treatment (allocation concealment procedures)
central randomisation by computer
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Methods used to generate the sequence in which subjects will be randomised (sequence generation)
Permuted blocked randomisation
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Masking / blinding
Open (masking not used)
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Who is / are masked / blinded?
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Intervention assignment
Parallel
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Other design features
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Phase
Not Applicable
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Type of endpoint/s
Efficacy
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Statistical methods / analysis
Because change from baseline in SSQ score and Upper Oesophageal Sphincter (UOS) Integrated Relaxation Pressure are co-primary endpoints the larger sample size for either endpoint was used. The estimates based on total published and unpublished C-POEM procedures performed to up to date (n=15) indicate that change in baseline in SSQ requires a larger sample size with preliminary improvement in SSQ score of 373 points from baseline of 871. Assuming improvement of 10% from baseline in the control arm, under 1:1 randomisation scheme a sample size of 52 (26 per study arm) will have 90% power at 2-sided alpha of 0.05.
Primary outcome will be analysed according to Intention-To-Treat principles using analysis of variance to test the null-hypothesis that two groups have equal means post treatment or ANCOVA as appropriate to adjust for significant pre-treatment differences between the study groups if they exist. Both endpoints must be statistically significant at the 2-sided 5% alpha-level.
Mean change from baseline to week 12 in total SSQ scores.
Mean change from baseline to week 12 in per-patient-averaged (UOS) Integrated Relaxation Pressure for 10ml bolus volume or the highest bolus volume tolerated without piecemeal swallowing.
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Recruitment
Recruitment status
Not yet recruiting
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Date of first participant enrolment
Anticipated
13/05/2024
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Actual
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Date of last participant enrolment
Anticipated
31/12/2025
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Actual
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Date of last data collection
Anticipated
31/03/2026
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Actual
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Sample size
Target
52
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Accrual to date
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Final
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Recruitment in Australia
Recruitment state(s)
NSW
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Recruitment hospital [1]
26471
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St George Hospital - Kogarah
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Recruitment postcode(s) [1]
42451
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2217 - Kogarah
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Recruitment outside Australia
Country [1]
26280
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Hong Kong
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State/province [1]
26280
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Funding & Sponsors
Funding source category [1]
316348
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Charities/Societies/Foundations
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Name [1]
316348
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Brian and Pearl Bowles Fund
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Address [1]
316348
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Country [1]
316348
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Australia
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Primary sponsor type
Hospital
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Name
St George Hospital
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Address
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Country
Australia
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Secondary sponsor category [1]
318558
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None
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Name [1]
318558
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Address [1]
318558
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Country [1]
318558
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Ethics approval
Ethics application status
Approved
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Ethics committee name [1]
315161
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South Eastern Sydney Local Health District HREC
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Ethics committee address [1]
315161
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https://www.seslhd.health.nsw.gov.au/services-clinics/directory/research-home/ethics
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Ethics committee country [1]
315161
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Australia
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Date submitted for ethics approval [1]
315161
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07/02/2023
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Approval date [1]
315161
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03/04/2023
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Ethics approval number [1]
315161
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2023/ETH00204
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Summary
Brief summary
Failure of the upper oesophageal sphincter (UOS) relaxation is frequently observed in Parkinson's Disease. It contributes to swallowing dysfunction which has enormous impact on quality of life and is an important risk factor for life-threatening aspiration pneumonia. The randomized controlled trial aims to determine the efficacy of a novel, minimally invasive endoscopic myotomy of the cricopharyngeus muscle (C-POEM) as a treatment for swallowing dysfunction attributable to failed upper oesophageal sphincter relaxation. Participants will undergo baseline assessments including pharyngeal high-resolution impedance-manometry (P-HRM-I) to confirm a diagnosis of UOS dysfunction. Participants with P-HRM-I features of failed UOS relaxation will be randomised to receive either: 1) C-POEM (treatment group) or 2) swallow therapy guided by a speech pathologist (control group). At 12 weeks following randomisation and completion of assigned treatment, participants from both arms will undergo repeat evaluation, including: patient-reported outcome questionnaires, P-HRM-I, videofluoroscopic swallow study and clinical outcomes. Participants in the control group who do not respond to dysphagia therapy will be offered a cross-over to undergo C-POEM.
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Trial website
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Trial related presentations / publications
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Public notes
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Contacts
Principal investigator
Name
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Dr Peter Wu
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Address
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Department of Gastroenetrology, St George Hospital, Gray St, Kogarah, NSW, 2217
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Country
133862
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Australia
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Phone
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+61 02 91132490
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Fax
133862
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Email
133862
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[email protected]
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Contact person for public queries
Name
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Peter Wu
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Address
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Department of Gastroenetrology, St George Hospital, Gray St, Kogarah, NSW, 2217
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Country
133863
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Australia
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Phone
133863
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+61 02 91132490
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Fax
133863
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Email
133863
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[email protected]
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Contact person for scientific queries
Name
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Michal Szczesniak
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Address
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Department of Gastroenetrology, St George Hospital, Gray St, Kogarah, NSW, 2217
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Country
133864
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Australia
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Phone
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+61 02 91133878
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Fax
133864
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Email
133864
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[email protected]
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Data sharing statement
Will individual participant data (IPD) for this trial be available (including data dictionaries)?
No
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No/undecided IPD sharing reason/comment
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What supporting documents are/will be available?
No Supporting Document Provided
Results publications and other study-related documents
Documents added manually
No documents have been uploaded by study researchers.
Documents added automatically
No additional documents have been identified.
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