The safety and scientific validity of this study is the responsibility of the study sponsor and investigators. Listing a study does not mean it has been endorsed by the ANZCTR. Before participating in a study, talk to your health care provider and refer to this information for consumers
Trial details imported from ClinicalTrials.gov

For full trial details, please see the original record at https://clinicaltrials.gov/ct2/show/NCT02521870




Registration number
NCT02521870
Ethics application status
Date submitted
30/07/2015
Date registered
13/08/2015
Date last updated
3/08/2021

Titles & IDs
Public title
A Trial of Intratumoral Injections of SD-101 in Combination With Pembrolizumab in Patients With Metastatic Melanoma or Recurrent or Metastatic Head and Neck Squamous Cell Carcinoma
Scientific title
A Phase 1b/2, Open-label, Multicenter, Dose-escalation and Expansion Trial of Intratumoral SD-101 in Combination With Pembrolizumab in Patients With Metastatic Melanoma or Recurrent or Metastatic Head and Neck Squamous Cell Carcinoma (SYNERGY-001)
Secondary ID [1] 0 0
Keynote 184
Secondary ID [2] 0 0
DV3-MEL-01
Universal Trial Number (UTN)
Trial acronym
Linked study record

Health condition
Health condition(s) or problem(s) studied:
Metastatic Melanoma 0 0
Head Neck Cancer 0 0
Condition category
Condition code
Cancer 0 0 0 0
Non melanoma skin cancer
Cancer 0 0 0 0
Kidney
Cancer 0 0 0 0
Malignant melanoma
Cancer 0 0 0 0
Head and neck

Intervention/exposure
Study type
Interventional
Description of intervention(s) / exposure
Treatment: Drugs - SD-101(1)
Other interventions - Pembrolizumab
Treatment: Drugs - SD-101(2)
Other interventions - Pembrolizumab
Other interventions - SD-101(3)
Other interventions - Pembrolizumab

Experimental: Dose Escalation Phase 1b - Determine the maximum tolerated dose (MTD) of escalating doses of SD-101(1) administered in combination with pembrolizumab in patients with melanoma (anti-PD-1/L1 therapy naïve and experienced patients with progressive disease).

Experimental: Dose Expansion Phase 2 (Cohort 1) - Determine the safety and efficacy of SD-101(2) and pembrolizumab in anti-PD-1/L1 therapy naïve patients with recurrent or metastatic melanoma.

Experimental: Dose Expansion Phase 2 (Cohort 2) - Determine the safety and efficacy of SD-101(2) and pembrolizumab in anti-PD-1/L1 therapy progressing patients with recurrent or metastatic melanoma.

Experimental: Dose Expansion Phase 2 (Cohort 3) - Determine the safety and efficacy of SD-101(2) and pembrolizumab in anti-PD-1/L1 therapy naïve patients with recurrent head and neck squamous cell carcinoma.

Experimental: Dose Expansion Phase 2 (Cohort 4) - Determine the safety and efficacy of SD-101(2) and pembrolizumab in anti-PD-1/L1 therapy progressing patients with recurrent head and neck squamous cell carcinoma.

Experimental: Dose Expansion Phase 2 (Cohort 5) - Determine the safety and efficacy of SD-101(3) and pembrolizumab in anti-PD-1/L1 therapy naïve patients with recurrent or metastatic melanoma.

Experimental: Dose Expansion Phase 2 (Cohort 6) - Determine the safety and efficacy of SD-101(3) and pembrolizumab in anti-PD-1/L1 therapy naïve patients with recurrent head and neck squamous cell carcinoma.

Experimental: Dose Expansion Phase 2 (Cohort 7) - Determine the safety and efficacy of SD-101(3) and pembrolizumab in anti-PD-1/L1 therapy refractory or resistant patients with recurrent head and neck squamous cell carcinoma.

Experimental: Dose Expansion Phase 2 (Cohort 8) - Determine the safety and efficacy of SD-101(3) and pembrolizumab in anti-PD-1/L1 therapy refractory or resistant patients with recurrent or metastatic melanoma.


Treatment: Drugs: SD-101(1)
SD-101 administered intratumorally at escalating doses (up to 11 doses).

Other interventions: Pembrolizumab
Pembrolizumab administered intravenously, 200 mg Q3W for two years (up to 35 doses).

Treatment: Drugs: SD-101(2)
Dose Q1W for 4 weeks followed by dose Q3W for 7 weeks, then 9 weeks off, then dose Q1W for 4 weeks followed by dose Q3W for 7 weeks (up to 22 total doses).

Other interventions: Pembrolizumab
Pembrolizumab administered intravenously, 200mg Q3W for two years (up to 35 doses).

Other interventions: SD-101(3)
Dose Q1W for 4 weeks followed by dose Q3W for 16 additional weeks (up to 20 total doses).

Other interventions: Pembrolizumab
Pembrolizumab administered intravenously, 200mg Q3W for two years (up to 35 doses).

Intervention code [1] 0 0
Treatment: Drugs
Intervention code [2] 0 0
Other interventions
Comparator / control treatment
Control group

Outcomes
Primary outcome [1] 0 0
Phase 1 Dose Escalation Only - Number of Participants With DLTs
Timepoint [1] 0 0
Day 1 through Day 29
Primary outcome [2] 0 0
Phase 1 Dose Escalation and Phase 2 Dose Expansion - Overall Response Rate (ORR) by Analysis Group
Timepoint [2] 0 0
Day 1 through Day 743
Secondary outcome [1] 0 0
Phase 1 Dose Escalation and Phase 2 Dose Expansion - Time to Objective Response by Analysis Group
Timepoint [1] 0 0
Day 1 through Day 743
Secondary outcome [2] 0 0
Phase 1 Dose Escalation and Phase 2 Dose Expansion - Duration of Response by Analysis Group
Timepoint [2] 0 0
Day 1 through Day 743
Secondary outcome [3] 0 0
Phase 1 Dose Escalation and Phase 2 Dose Expansion - Disease Control Rate (DCR) by Analysis Group
Timepoint [3] 0 0
Day 1 through Day 743
Secondary outcome [4] 0 0
Phase 1 Dose Escalation and Phase 2 Dose Expansion - Progression-Free Survival Rate by Analysis Group
Timepoint [4] 0 0
Day 1 through Day 743

Eligibility
Key inclusion criteria
[Inclusion Criteria (Phase 1 and Phase 2)]

1. Willing and able to provide written informed consent for the trial

2. Aged 18 years and older

3. Eastern Cooperative Oncology Group (ECOG) Performance Status (PS) of 0 or 1

4. Patient must have adequate organ function as indicated by the following laboratory
values:

1. Hematological:

- Absolute neutrophil count (ANC) = 1,500 /mcL

- Platelet count = 100,000 /mcL

- Hemoglobin = 9 g/dL or = 5.6 mmol/L

2. Renal:

- Serum creatinine = 1.5 × upper limit of normal (ULN) OR

- Measured or calculated creatinine clearance (GFR can also be used in place
of creatinine or CrCl) = 60 mL/min for subject with creatinine levels > 1.5
× institutional ULN

3. Hepatic:

- Serum total bilirubin:

- = 1.5 × ULN OR

- < 3 × ULN for persons with Gilbert's syndrome OR

- Direct bilirubin = ULN for patients with total bilirubin levels > 1.5 × ULN

- Aspartate transaminase (AST) and alanine transaminase (ALT) (also known as
serum glutamic oxaloacetic transaminase and serum glutamic pyruvic
transaminase)

- = 2.5 × ULN OR

- = 5 × ULN for patients with liver metastases

4. Coagulation:

- International normalized ratio or prothrombin time (PT) = 1.5 × ULN unless
patient is receiving anticoagulant therapy, and as long as PT or partial
thromboplastin time (PTT) is within therapeutic range of intended use of
anticoagulants

- Activated partial thromboplastin time (aPTT) = 1.5 × ULN unless patient is
receiving anticoagulant therapy, and as long as PT or PTT is within
therapeutic range of intended use of anticoagulants

5. Have provided 2 tissue biopsy samples taken of the target lesion (Lesion A) as a
single biopsy split into 2 samples or 2 separate biopsies that meet the minimal sample
size requirement per the study laboratory manual. One sample is for determining PD-L1
expression level by immunohistochemistry and can be an archival sample of the
anticipated target lesion that has been collected within 3 months of screening. The
other sample is for RNA expression profiling and must be a fresh biopsy.

6. Life expectancy of at least 6 months

7. Female patients of childbearing potential, as defined in Section 5.2.1, must have a
negative urine or serum pregnancy test within 72 hours prior to taking the first dose
of trial treatment. If the urine test is positive or cannot be confirmed as negative
then a serum test is required which must be negative for the patient to enroll. Women
of childbearing potential (WOCBP) must be willing to use 2 medically acceptable
methods of contraceptive from Day 1 through 120 days after the last dose of trial
treatment. The 2 medically acceptable birth control methods can be either 2 barrier
methods or a barrier method plus a hormonal method to prevent pregnancy. The following
are considered adequate barrier methods of contraception: diaphragm, condom (by the
partner), copper intrauterine device, sponge, or spermicide as per local regulations
or guidelines. Appropriate hormonal contraceptives will include any registered and
marketed contraceptive agent that contains an estrogen and/or a progestational agent
(including oral, subcutaneous, intrauterine, or intramuscular agents).

Male patients of reproductive potential, as described in Section 5.2.1, must agree to
use an adequate method of contraception from Day 1 through 120 days after the last
dose of trial treatment.

Abstinence is acceptable if this is the usual lifestyle and preferred contraception
for the patient.

[Inclusion Criteria (Phase 1 only: Melanoma)]

8. Histologically or cytologically confirmed unresectable or metastatic (stage IV)
melanoma

9. For Phase 1 Escalation Cohorts 1-4, must have at least 1 lesion that qualifies as a
target lesion per RECIST v1.1 except for the minimum measurement of 10 mm in diameter
for superficial lesions, is easily accessible (palpable or can be visualized by
ultrasound), and is amenable to multiple intratumoral injections. If superficial, the
target lesion must be documented photographically.

[Inclusion Criteria (Phase 2 only: Melanoma)]

10. Histologically or cytologically confirmed recurrent or unresectable or metastatic
(stage IV) melanoma

11. Must have at least 2 lesions that qualify as a target lesion per RECIST v1.1, and 1 of
the qualifying lesions must be easily accessible (palpable or can be visualized by
ultrasound) and amenable to multiple intratumoral injections. The target lesion should
be of sufficient size such that the required tumor biopsies do not significantly
affect tumor assessment per RECIST v1.1. If superficial, the target lesion must
measure at least 10 mm in diameter, be measured by calipers, and be documented
photographically. Tumor lesions situated in a previously irradiated area, or in an
area subjected to other loco-regional therapy, are usually not considered measurable
unless there has been demonstrated progression in the lesion. Approval from the
Medical Monitor is required to inject a previously radiated lesion.

12. Expansion Cohort 2: Must have documented PD per RECIST v1.1 on a prior treatment
regimen containing an anti-PD-1/L1 drug (see Appendix 6 for definition of PD per
RECIST v1.1)

13. Expansion Cohort 8: Must have all of the following:

1. Received at least 2 doses of an anti-PD-1/L1 therapy

2. PD occurred within 3 months after last dose of anti-PD-1/L1 therapy

3. Documented PD per RECIST v.1.1, which has been confirmed by a second assessment
at least 4 weeks from the date of the first documented PD, in the absence of
rapid clinical progression

[Inclusion Criteria (Phase 2 only: HNSCC)]

14. Histologically or cytologically confirmed recurrent or metastatic HNSCC that could not
be treated with curative intent

15. Must have at least 1 lesion that qualifies as a target lesion per RECIST v1.1, and
which must be easily accessible (palpable or can be visualized by ultrasound) and
amenable to multiple intratumoral injections. The target lesion should be of
sufficient size such that the required tumor biopsies do not significantly affect
tumor assessment per RECIST v1.1. Tumor lesions situated in a previously irradiated
area, or in an area subjected to other loco-regional therapy, are usually not
considered measurable unless there has been demonstrated progression in the lesion.
Approval from the Medical Monitor is required to inject a previously radiated lesion.

16. Expansion Cohort 4: Must have documented confirmed PD per RECIST v1.1 on a prior
treatment regimen containing an anti-PD-1/L1 drug (see Appendix 6 for definition of PD
per RECIST v1.1)

17. Expansion Cohort 7: Must have all of the following:

1. Received at least 2 doses of an anti-PD-1/L1 therapy, where the last dose of
anti-PD-1/L1 therapy was within 6 months of study enrollment (Day 1)

2. Refractory response, ie, PD occurred within 3 months duration of the start of
treatment on anti-PD-1/L1 therapy; OR resistant response, ie, PD occurred beyond
3 months duration of treatment on anti-PD-1/L1 therapy and within 6 months after
the last dose of treatment on anti-PD-1/L1 therapy

3. Documented PD per RECIST v.1.1, which has been confirmed by a second assessment
at least 4 weeks from the date of the first documented PD, in the absence of
rapid clinical progression

[
Minimum age
18 Years
Maximum age
No limit
Sex
Both males and females
Can healthy volunteers participate?
No
Key exclusion criteria
Exclusion Criteria (Phase 1 and Phase 2)]

1. Received systemic chemotherapy or biological cancer therapy (except anti-PD-1/L1
therapy) within 3 weeks prior to study enrollment

2. Received prior radiotherapy within 2 weeks of start of study therapy. A shorter
washout period may be permitted after approval by the Medical Monitor.

3. Received small molecule inhibitor targeted therapy, such as tyrosine kinase
inhibitors, within 2 weeks prior to study enrollment

4. Has not recovered to CTCAE Grade 1 or better from the AEs due to cancer therapeutics
prior to study enrollment

NOTE: Patients with = Grade 2 neuropathy or = Grade 2 alopecia or Grade 2 AEs that
qualify as Grade 2 due to replacement hormonal or steroid therapy are exceptions to
this criterion and may qualify for the study with approval by a Dynavax Medical
Monitor.

If a patient received major surgery, they must have recovered adequately from the
toxicity and/or complications from the intervention prior to enrollment.

5. Received a transfusion of blood products (including platelets or red blood cells) or
colony-stimulating factors (including G-CSF, GM-CSF or recombinant erythropoietin)
within 4 weeks prior to study enrollment

6. Is expected to require any other form of anti-cancer therapy while in the trial

7. Diagnosis of immunodeficiency or is receiving systemic steroid therapy or any other
form of immunosuppressive therapy (including immune modulators or systemic
corticosteroids) within 7 days prior to study enrollment

8. Positive for active hepatitis B, hepatitis C, or human immunodeficiency virus (HIV)
infection as determined by laboratory tests for HBsAg, anti-HBc, and anti-HBs;
anti-HCV; and anti-HIV -1/2, respectively

9. History of or current uveal or ocular or mucosal melanoma

10. Active infection including cytomegalovirus

11. Is pregnant or breastfeeding, or expecting to conceive or father children within the
projected duration of the trial through 120 days after the last dose of trial
treatment

12. Active autoimmune disease requiring systemic treatment in the past 2 years or a
disease that requires immunosuppressive medication including systemic lupus
erythematosus, rheumatoid arthritis, multiple sclerosis, Sjogren's syndrome, or
autoimmune thrombocytopenia. Replacement therapy (eg, thyroxine, insulin, or
physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency)
is not considered a form of systemic treatment.

13. Current pneumonitis or history of (non-infectious) pneumonitis that required steroids

14. An immune-related AE from a previous immunotherapeutic agent that has not resolved to
Grade 1 or less prior to study enrollment. The exception is a Grade 2 AE which
qualifies as Grade 2 due to replacement steroid therapy which may be allowed with
approval by a Dynavax Medical Monitor.

15. Known active central nervous system metastases or carcinomatous meningitis

NOTE: Patients with previously treated brain metastases may participate provided they
are stable (without evidence of progression by imaging [using the identical imaging
modality for each assessment, either MRI or CT scan] for at least 4 weeks prior to the
first dose of trial treatment and with any neurologic symptoms returned to baseline),
have no evidence of new or enlarging brain metastases, and are not using steroids for
at least 7 days prior to trial treatment. This exception does not include
carcinomatous meningitis which is excluded regardless of clinical stability.

16. Use of any investigational agent within the last 28 days prior to study enrollment

17. Has received a live-virus vaccination within 30 days of planned treatment start.
Seasonal flu vaccines that do not contain live virus are permitted.

18. Any other significant medical or psychiatric condition, laboratory abnormality, or
difficulty complying with protocol requirements that may increase the risk associated
with trial participation or trial drug administration that may interfere with the
interpretation of trial results and, in the judgment of the investigator, would make
the patient inappropriate for this trial

19. History of sensitivity to any component of SD-101 or hypersensitivity reaction to
treatment with a monoclonal antibody and/or any of its excipients

20. Any known additional malignancy that is progressing or requires active treatment.
Exceptions are cutaneous melanoma or HNSCC under study per protocol, or basal cell
carcinoma of the skin, squamous cell carcinoma of the skin or in situ cervical cancer
that has undergone potentially curative therapy.

[Exclusion Criteria (Phase 2, Melanoma Expansion Cohorts 1 and 5 only)]

21. Melanoma considered resectable with curative intent

22. Prior therapy with an anti-PD-1/L1 agent

23. Has severe hypersensitivity (= Grade 3) to pembrolizumab and/or any of its excipients

[Exclusion Criteria (Phase 2, Melanoma Expansion Cohorts 2 and 8 only)]

24. Melanoma considered resectable with curative intent

25. Any prior combination therapy involving agents given by intratumoral injection that
target the innate immune pathway or system such as oncolytic viral or microbial
therapy (eg, T-VEC [talimogene laherparepvec]), toll-like receptors (TLR) agonists,
STING or RIG-1 and an anti-PD-1/L1 inhibitor

[Exclusion Criteria (Phase 2, HNSCC Expansion Cohorts 3 and 6 only)]

26. HNSCC considered resectable with curative intent

27. Prior therapy with an anti-PD-1/L1 agent

28. Require anticoagulation therapy

[Exclusion Criteria (Phase 2, HNSCC Expansion Cohorts 4 and 7 only)]

29. HNSCC considered resectable with curative intent

30. Any prior combination therapy involving agents given by intratumoral injection that
target the innate immune pathway or system such as oncolytic viral or microbial
therapy (eg, T-VEC), TLR agonists, STING or RIG-1 and an anti-PD-1/L1 inhibitor

31. Require treatment on anticoagulation therapy

Study design
Purpose of the study
Treatment
Allocation to intervention
Non-randomised trial
Procedure for enrolling a subject and allocating the treatment (allocation concealment procedures)
Methods used to generate the sequence in which subjects will be randomised (sequence generation)
Masking / blinding
Open (masking not used)
Who is / are masked / blinded?



Intervention assignment
Single group
Other design features
Phase
Phase 1/Phase 2
Type of endpoint/s
Statistical methods / analysis

Recruitment
Recruitment status
Terminated
Data analysis
Reason for early stopping/withdrawal
Other reasons
Date of first participant enrolment
Anticipated
Actual
Date of last participant enrolment
Anticipated
Actual
Date of last data collection
Anticipated
Actual
Sample size
Target
Accrual to date
Final
Recruitment in Australia
Recruitment state(s)
NSW,SA,WA
Recruitment hospital [1] 0 0
The Tweed Hospital - Tweed Heads
Recruitment hospital [2] 0 0
Liverpool Hospital - Westmead
Recruitment hospital [3] 0 0
Melanoma Institute - Wollstonecraft
Recruitment hospital [4] 0 0
Adelaide Cancer Centre - Ashford Cancer Centre - Kurralta Park
Recruitment hospital [5] 0 0
Hollywood Private Hospital / Affinity Research - Nedlands
Recruitment postcode(s) [1] 0 0
2485 - Tweed Heads
Recruitment postcode(s) [2] 0 0
2170 - Westmead
Recruitment postcode(s) [3] 0 0
2065 - Wollstonecraft
Recruitment postcode(s) [4] 0 0
5037 - Kurralta Park
Recruitment postcode(s) [5] 0 0
- Nedlands
Recruitment outside Australia
Country [1] 0 0
United States of America
State/province [1] 0 0
Alabama
Country [2] 0 0
United States of America
State/province [2] 0 0
Arizona
Country [3] 0 0
United States of America
State/province [3] 0 0
California
Country [4] 0 0
United States of America
State/province [4] 0 0
Colorado
Country [5] 0 0
United States of America
State/province [5] 0 0
Florida
Country [6] 0 0
United States of America
State/province [6] 0 0
Georgia
Country [7] 0 0
United States of America
State/province [7] 0 0
Illinois
Country [8] 0 0
United States of America
State/province [8] 0 0
Iowa
Country [9] 0 0
United States of America
State/province [9] 0 0
Michigan
Country [10] 0 0
United States of America
State/province [10] 0 0
Minnesota
Country [11] 0 0
United States of America
State/province [11] 0 0
Nebraska
Country [12] 0 0
United States of America
State/province [12] 0 0
New Jersey
Country [13] 0 0
United States of America
State/province [13] 0 0
New York
Country [14] 0 0
United States of America
State/province [14] 0 0
North Carolina
Country [15] 0 0
United States of America
State/province [15] 0 0
Ohio
Country [16] 0 0
United States of America
State/province [16] 0 0
Oklahoma
Country [17] 0 0
United States of America
State/province [17] 0 0
Oregon
Country [18] 0 0
United States of America
State/province [18] 0 0
Pennsylvania
Country [19] 0 0
United States of America
State/province [19] 0 0
South Carolina
Country [20] 0 0
United States of America
State/province [20] 0 0
Texas
Country [21] 0 0
United States of America
State/province [21] 0 0
Utah
Country [22] 0 0
United States of America
State/province [22] 0 0
Virginia
Country [23] 0 0
United States of America
State/province [23] 0 0
West Virginia
Country [24] 0 0
Germany
State/province [24] 0 0
Berlin
Country [25] 0 0
Germany
State/province [25] 0 0
Buxtehude
Country [26] 0 0
Germany
State/province [26] 0 0
Dresden
Country [27] 0 0
Germany
State/province [27] 0 0
Frankfurt
Country [28] 0 0
Germany
State/province [28] 0 0
Hannover
Country [29] 0 0
Germany
State/province [29] 0 0
Jena
Country [30] 0 0
Germany
State/province [30] 0 0
Magdeburg
Country [31] 0 0
Germany
State/province [31] 0 0
Regensburg
Country [32] 0 0
Germany
State/province [32] 0 0
Tubingen
Country [33] 0 0
New Zealand
State/province [33] 0 0
Auckland
Country [34] 0 0
New Zealand
State/province [34] 0 0
Christchurch
Country [35] 0 0
New Zealand
State/province [35] 0 0
Hamilton

Funding & Sponsors
Primary sponsor type
Commercial sector/Industry
Name
Dynavax Technologies Corporation
Address
Country
Other collaborator category [1] 0 0
Commercial sector/Industry
Name [1] 0 0
Merck Sharp & Dohme LLC
Address [1] 0 0
Country [1] 0 0

Ethics approval
Ethics application status

Summary
Brief summary
This is a phase 1b/2, open-label, multicenter trial designed to evaluate the safety,
tolerability, biologic activity, and preliminary efficacy of intratumoral SD-101 injections
in combination with intravenous pembrolizumab in patients with metastatic melanoma or
recurrent or metastatic head and neck squamous cell carcinoma (HNSCC).

This study will be conducted in 2 phases. Phase 1 evaluates SD-101 given in combination with
pembrolizumab in melanoma populations (anti-PD-1/L1 naïve and anti-PD-1/L1 experienced with
progressive disease) in up to 4 Dose Escalation cohorts to identify a recommended Phase 2
dose (RP2D) to be evaluated in up to 4 Dose Expansion cohorts in Phase 2. Phase 2 also
includes up to 4 Dose Expansion cohorts of patients with HNSCC (anti-PD-1/L1 naïve and
anti-PD-1/L1 experienced with progressive disease).
Trial website
https://clinicaltrials.gov/ct2/show/NCT02521870
Trial related presentations / publications
Public notes

Contacts
Principal investigator
Name 0 0
Antoni Ribas, MD
Address 0 0
UCLA School of Medicine (Melanoma)
Country 0 0
Phone 0 0
Fax 0 0
Email 0 0
Contact person for public queries
Name 0 0
Address 0 0
Country 0 0
Phone 0 0
Fax 0 0
Email 0 0
Contact person for scientific queries



Summary Results

For IPD and results data, please see https://clinicaltrials.gov/ct2/show/NCT02521870